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Thursday, July 29, 2010  
..:: Disclosures ::..
 
Providing a secure environment for Dominion Investor Services, Inc. and Dominion Financial Advisors, Inc. (Dominion’s) customers commands high priority status.
 
It is Dominion’s policy to respect the privacy of our customers, who maintain accounts with Dominion through our affiliated mutual and variable fund companies, and our clearing firm, First Southwest Company (FSC).
 
Customers have the right to expect privacy and security relating to information collected by financial institutions and we have devoted a great deal of resources to design systems and procedures to safeguard your personal information.
 
These disclosures will summarize our policies and procedures.   Should you have further questions/ concerns, do not hesitate to contact us at (800) 929-5667.
  
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